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What's the FreeSpirit Solution?
It is the opportunity to expand your business with interest-only repayment or interest-accrued repayment while still retaining participation in your stock portfolio using a Structured Securities Loan

John Shareholder owns a farm with a 10% interest note that collateralized by all of his equipment and most of his other farm assets. He needs expansion capital and owns 100,000 shares of the stock XYZ worth £10 a share, but he expects good news this year that will boost the stock's price and doesn't want to liquidate.

Solution: With a Structured Securities Loan at low interest fixed (or floating-rate Premier starting at 2points over 90-DAY LIBOR ), he can refinance the farm, get the capital to grow the business and remove the liens from all other assets.   If his favorite stock goes up, he can participate in the upside, and if it goes down, he can exercise his right to default on the loan (with no reporting to credit bureaus) and the collateral stocks acting as full satisfaction of his repayment obligation.

The good news? Either way, he kept the capital he needed and grew his farming business.
Behind the Numbers:

Example:

  • Note on farm : £500,000 @ 10% interest. Working capital requirement: £200,000. Total needed: £700,000.
  • Proceeds from 75% LTV Structured Securities Loan of £1MM of the stock XYZ: £750,000.
  • He saves at least £15,000 per year in interest expense on the existing £500,000 note on the farm. He can invest £200,000 in new land, supplies, etc.
  • He can participate in upside of stock (or securities, if appreciable) if they rise in value, and freely exercise the default option if necessary.
In addition, he can go to the bank to get financing if he needs it in the future because all of his assets would now be free and clear. And the remaining £50,000? Perhaps a new tractor for the farm, or a new car for the spouse?

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DISCLAIMER: Information on this website does not imply or suggest the sale or offering of any securities, any stock buying or selling advice, or financial advisory services of any kind. Tax, insurance, financial planning, or brokerage services are not provided. Clients are asked and required to consult only a currently licensed professional for advice on these matters.